| 當期課號 |
7604 |
Course Number |
7604 |
| 授課教師 |
卓俊雄 |
Instructor |
CHO,CHUN HSIUNG |
| 中文課名 |
金融法規專題研究 |
Course Name |
Special Topics of Financial Law |
| 開課單位 |
保險金融管理系碩士在職專班二A |
Department |
|
| 修習別 |
選修 |
Required/Elective |
Elective |
| 學分數 |
3 |
Credits |
3 |
| 課程目標 |
隨著金融商品之推陳出新，相應而生的法規範需求也日趨複雜。為使同學全盤了解金融交易及其相關法律問題，因此本課程之設計主要希望透過對於金融服務相關法規制度之介紹與討論，建立同學對金融市場監理之認識。 |
Objectives |
With the emerging development of the financial markets and transactions comes the urgent need for extensive and comprehensive law to regulate the market as well as the institution. Financial Law is related to legal issues of financial trades and discussions of financial systems. This course provides an overview of the regulation of the banking and financial services industry focusing on the regulatory structure, regulatory bodies and the binding law. This seminar aims to introduce students to the field of banking and financial law, devoted to the law governing the financial markets and financial transactions. |
| 教材 |
劉連煜，証券交易法實例演習，元照 |
Teaching Materials |
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| 成績評量方式 |
學習評分標準
1. 上課情形及小考(30%)
2. 期中考或期中報告(30%)
3. 期末考或期中報告(40%) |
Grading |
class attendance and presentation: 30%
mid-term exam: 30%
final exam: 40% |
| 教師網頁 |
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| 教學內容 |
透過本課程之介紹，有助於使學生了解下列問題
1.了解証券市場的管理概況
2.了解証券發行市場的管理
3.了解証券交易市場的管理
4.認識証券服務業
5.主要証券監理法制 |
Syllabus |
After studying this course, students must be able to
1.explain the major reasons why stock markets are regulated
2.identify key legal cases and legislation that have had an important impact on stock markets regulations
3.identify the obligations and rights for an issuerand
4.explain the objectives of stock markets regulation |