| 當期課號 |
1368 |
Course Number |
1368 |
| 授課教師 |
鄒建中 |
Instructor |
TSOU,CHENG CHUNG |
| 中文課名 |
金融證券法規 |
Course Name |
Financial Law & Regulations |
| 開課單位 |
保險金融管理系(四日)四A |
Department |
|
| 修習別 |
選修 |
Required/Elective |
Elective |
| 學分數 |
2 |
Credits |
2 |
| 課程目標 |
1.學生了解證券監理法規之基本意義及概念
2.能具備識別證券交易市場的管理問題
3.能具備金融證券法規之專業態度
4.對日後金融證券法規之學習有所助益 |
Objectives |
1. Helping students understand basic meaning and concepts of financial law and regulations.
2. Able to identify management problems in securities market.
3. Having professional attitudes on financial law and regulations.
4. Helping future study on financial law and regulations. |
| 教材 |
證交法條文講義
<金融法>,王文宇等,元照出版公司,2004.7月(或其他參考書)
小六法(金融法規) |
Teaching Materials |
|
| 成績評量方式 |
一期中考:測驗 30%
二期末考:測驗或書面報告(3000字以上) 30%
三平常成績:上課表現與出席 40% |
Grading |
1.middle grade:examination 30%
2.end grade:examination or paper report 30%
3.ordinary grade 40% |
| 教師網頁 |
|
| 教學內容 |
一.證交法介紹與分析
二.其他金融法規內容介紹(如銀行法.金融控股公司法.金融資產證券化條例.信託法等)
三.討論與報告 |
Syllabus |
1.the introduction of the security exchange law
2.the other financial laws introduction
(like as:bank law .financial holding company law.trust law)
3.issue and report |