| 當期課號 |
3036 |
Course Number |
3036 |
| 授課教師 |
塗勝傑 |
Instructor |
SHEN,CHIE TU |
| 中文課名 |
金融法規 |
Course Name |
Financial Law & Regulations |
| 開課單位 |
財務金融系(四進)三A |
Department |
|
| 修習別 |
選修 |
Required/Elective |
Elective |
| 學分數 |
3 |
Credits |
3 |
| 課程目標 |
本課程內容著重在金融制度之講解，且以銀行金融為主。就證券金融，因其已形成一完整領域，將獨立在公司與證券法規中講授，於此不列入授課內容。 |
Objectives |
Financial Law is related to legal issues of financial trades and discussions of financial systems. The former stresses on regulations of the Civil Law and the Commercial Laws. In this course, as far as financial trades’ legal issues are concerned, only important contents, such as substantial rules of the Law of Bills and Notes, are to be expounded. Nonetheless, this course focuses on the descriptions of financial systems, primarily the banking finance; thus, regulations of the Banking Law will be the major resources of this course. |
| 教材 |
一、金融法(王文宇 )
二、證券交易法逐條釋義（賴英照著）
三、公司法(潘秀菊著) |
Teaching Materials |
|
| 成績評量方式 |
學期總成績包括課堂參與 (30%)、平時作業(20%)、期中考 (25%)、期末考(25%) |
Grading |
class attendence, participation (30%), assignment(30%),Midterm (25%), final exam (25%) |
| 教師網頁 |
|
| 教學內容 |
1.公司法概述
2.證券交易法概述
3.重要金融法規 |
Syllabus |
1.Company Law
2.Securities and Exchange Law
3.introduce important Financial Laws |