| 當期課號 |
3231 |
Course Number |
3231 |
| 授課教師 |
蔡永順 |
Instructor |
, |
| 中文課名 |
金融證券法規 |
Course Name |
Financial Law & Regulations |
| 開課單位 |
保險金融管理系(四進)四A |
Department |
|
| 修習別 |
選修 |
Required/Elective |
Elective |
| 學分數 |
2 |
Credits |
2 |
| 課程目標 |
1.學生了解證券監理法規之基本意義及概念
2.能具備識別證券交易市場的管理問題
3.能具備金融證券法規之專業態度
4.對日後金融證券法規之學習有所助益 |
Objectives |
1. Helping students understand basic meaning and concepts of financial law and regulations.
2. Able to identify management problems in securities market.
3. Having professional attitudes on financial law and regulations.
4. Helping future study on financial law and regulations. |
| 教材 |
證券營業員資格測驗，考用出版社 |
Teaching Materials |
securities transcation personnel test book |
| 成績評量方式 |
平時：30%
期中：30%
期末：40% |
Grading |
usual：30%
midterm:30%
final exam:40% |
| 教師網頁 |
|
| 教學內容 |
證券主管機關
證券交易所
證券商
證券業務人員
市場交易
市場自律
仲裁與罰則 |
Syllabus |
securities director institution
securities exchange association
dealer
transcation personnel
self management
arbitration and punish |