| 當期課號 |
3147 |
Course Number |
3147 |
| 授課教師 |
|
Instructor |
|
| 中文課名 |
金融證券法規 |
Course Name |
Financial Law & Regulations |
| 開課單位 |
保險金融管理系(四進)四A |
Department |
|
| 修習別 |
選修 |
Required/Elective |
Elective |
| 學分數 |
3 |
Credits |
3 |
| 課程目標 |
1.學生了解證券監理法規之基本意義及概念
2.能具備識別證券交易市場的管理問題
3.能具備金融證券法規之專業態度
4.對日後金融證券法規之學習有所助益 |
Objectives |
1. Helping students understand basic meaning and concepts of financial law and regulations.
2. Able to identify management problems in securities market.
3. Having professional attitudes on financial law and regulations.
4. Helping future study on financial law and regulations. |
| 教材 |
自編 |
Teaching Materials |
|
| 成績評量方式 |
考試 |
Grading |
EXAM |
| 教師網頁 |
|
| 教學內容 |
透過本課程之介紹，有助於使學生了解下列問題1.了解証券市場的管理概況2.了解証券發行市場的管理3.了解証券交易市場的管理4.認識証券服務業5.主要証券監理法制 |
Syllabus |
After studying this course, students must be able to1.explain the major reasons why stock markets are regulated2.identify key legal cases and legislation that have had an important impact on stock markets regulations3.identify the obligations and rights for an issuerand 4.explain the objectives of stock markets regulation |